capital market | financial supervision.

multidisciplinary consulting.

In teams that are put together in an individual and multidisciplinary format, we support our clients in all matters surrounding corporation law and corporate compliance—including special features of the law of capital markets. We will advise and assist you in the legal and tax structuring of funds in light of all regulatory requirements, including the German Capital Investment Act (KAGB), Banking Act (KWG), and Securities Trading Act (WpHG); and we will represent your interests in litigation before all German courts—presenting hard arguments and going the entire distance.

range of constulting services.

litigation.

capital management companies | german capital investment act (kagb).

corporate law.

litigation.

Acting on behalf of our clients in judicial disputes are expert teams that have both a great deal of advisory expertise and also litigation experience.

services.

Structuring the facts/documentation
Securing evidence
Use of legal technology
Conducting a case—tactically | psychologically

Dr. Konrad Kern

Partner | Lawyer

TO THE PROFILE

capital management companies | german capital investment act (kagb).

With a view to all regulatory requirements, including the KAGB, we advise our clients in the legal and tax structuring of their funds.

services.

Examination of the applicability of the KAGB to a specific concept
Conceptualizing structures that are outside the regulation of KAGB
Preparation of a request for permission to act as a capital management company
Draft of a business plan
Extensive support in preparing the documents with regard to the funds

Michael Wagner

Partner | Lawyer

TO THE PROFILE

corporate law.

We will support you in a structured and practice-oriented manner in all areas of administering and managing a stock company and in corporate compliance, including special features under capital market law.

meetings of shareholders.

representation of the executive board and supervisory board.

incorporation.

share transactions.

meetings of shareholders.

We are your point of contact in day-to-day practice and provide guidance, in particular for the proper and professional preparation and conduct of your shareholders' meetings.

services.

Professional guidance for shareholders' meetings including deadline management
Support with issuing the invitation and preparing the shareholders' meeting
Participation in the shareholders' meeting and ensuring a legally proper procedure
Preparing agenda items with special legal requirements (e.g. corporate capital actions, concluding company contracts and conversions)
Shareholders' lawsuits and valuation proceedings

Michael Wagner